KATHLEEN PATRICIA BROOK

Financial Adviser ยท Brisbane City, QLD

Registered

Registration Number

001264750

Registration Status

Registered

Location

Brisbane City, QLD 4000

Providing Advice Since

2017

Registration Date

06/06/2018

Financial Services Licensee

SHAW AND PARTNERS LIMITED

Licence #000236048

๐Ÿ“š Qualifications & Training

2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.