KATIE LOUISE HODGSON
Financial Adviser · Docklands, VIC
📚 Qualifications & Training
2001 - MLC101 Business Law - Other - Deakin University
2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional
2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Professional
2025 - Client Engagement Skills FPC007B - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - Economic and Legal Context for Financial Planning FPC001B - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice FPC002B - Bridging Course - Ethics - Kaplan Professional
2025 - Superannuation and Retirement Advice FPC003 - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.