KEVIN DUONG

Financial Adviser · Sydney, NSW

Registered

Registration Number

001264599

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

1999

Registration Date

01/06/2018

Financial Services Licensee

SHAW AND PARTNERS LIMITED

Licence #000236048

📚 Qualifications & Training

1997 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney
1997 - Bachelor of Commerce (Economics and finance) - - University of Western Sydney
2003 - Superannuation - Certificate (AQF 1-4) - RMIT
2007 - Accredited Derivatives Adviser Level 2 - Other - Tribeca
2008 - Graduate Certificate in Financial Planning - - Kaplan Professional Education
2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited

🏢 Professional Memberships

SMSF Association

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.