KEVIN PHOA
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1997 - FIN1010 Commercial Law - Bachelor Degree (AQF 7) - Monash University
1999 - BTX3931 Taxation Law - Bachelor Degree (AQF 7) - Monash University
2001 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University
2002 - Foundation DFP - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.