KIM TO NGA NGUYEN
Financial Adviser · Perth, WA
📚 Qualifications & Training
1997 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology
2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University
2004 - Certified Financial Planning - Professional Designations - Financial Planning Association of Australia
2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.