KIMBERLY SHEN

Financial Adviser · Blackalls Park, NSW

Registered

Registration Number

001247538

Registration Status

Registered

Location

Blackalls Park, NSW 2283

Providing Advice Since

2016

Registration Date

28/10/2019

Financial Services Licensee

NSW COMPLETE FINANCIAL SERVICES GROUP PTY LTD

Licence #000457600

📚 Qualifications & Training

2010 - Bachelor of Commerce - - University of Newcastle
2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan

🏢 Professional Memberships

Financial Planner AFP (FPA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.