KO-CHU PENNY CHEN
Financial Adviser · Upper Mount Gravatt, QLD
📚 Qualifications & Training
1997 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - Queensland University of Technology
1998 - Master of Business (Professional Accounting) - Masters Degree (AQF 9) - Queensland University of Technology
2005 - CPA Program - Professional Designations - CPA Australia Ltd
2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - RG146 Training Australia Pty Ltd
2010 - Margin Lending and Geared Investments - Other - Kaplan Education Pty Limited
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - RG146 Training Australia Pty Ltd
2015 - Self Managed Superannuation Funds - Other - RG146 Training Australia Pty Ltd
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2025 - Tax Agent Services Act 2009 (TASA), including the Code of Professional Conduct (Code) - Other - Education IT Solutions Pty Ltd
🏢 Professional Memberships
CPA Australia (CPA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.