KRISTY LEE SULLIVAN

Financial Adviser · Orange, NSW

Registered

Registration Number

001004017

Registration Status

Registered

Location

Orange, NSW 2800

Providing Advice Since

2010

Registration Date

01/12/2019

Financial Services Licensee

AWARE FINANCIAL SERVICES AUSTRALIA LIMITED

Licence #000238430

📚 Qualifications & Training

2006 - 4977 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Canberra
2008 - 6417 Revenue Law - Bachelor Degree (AQF 7) - University of Canberra
2008 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Canberra
2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education
2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA)
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.