KUAN KENG LIM
Financial Adviser · Ashfield, NSW
📚 Qualifications & Training
1983 - Bachelor of Arts (Accounting & Finance) - Bachelor Honours Degree (AQF 8) - Manchester Metropolitan University
2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2010 - Self Managed Super Funds - Other - RG 146 Training Australia
2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Australian College of Professionals
2014 - CFP Certification Program - Other - Financial Advice Association Australia (FAAA)
2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA)
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2021 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional
🏢 Professional Memberships
FBAA - Finance Brokers Association of Australia
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.