LAWRENCE SAM-WAH LAM
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1990 - The Securities Institute Australia 8-unit Diploma Course - Graduate Diploma (AQF 8) - The Securities Institute of Australia
1998 - Series 3 & 7 Exam - - NASD, USA
2011 - Master of Business Law - - University of Sydney
2013 - Specialist SMSF Course - - University of Adelaide & Cavendish
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.