LEE JAMES WAPLING
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2010 - Margin Lending & Geared Investments - Other - Kaplan
2020 - Ethics & Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW
🏢 Professional Memberships
FINSIA
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.