LEE KATIE NICKELSON
Financial Adviser · Richmond, VIC
📚 Qualifications & Training
1999 - Bachelor of Behavioural Science (Psychology) - Bachelor Degree (AQF 7) - La Trobe University
2007 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia
2008 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2011 - 5 unit CFP Certification Program - Other - Financial Advice Association of Australia Limited
2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA)
2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2024 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.