LEESA MURPHY SWAIN
Financial Adviser · Palm Beach, QLD
📚 Qualifications & Training
2013 - Diploma of Finance and Mortgage Brokering Management - Diploma (AQF 5) - The National Finance Institute
2017 - BLW14 Business Law - Other - Curtin University
2017 - BLW32 Introduction to Australian Tax Law - Other - Curtin University
2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionals
2022 - SMSF Regulations and Taxation - Other - Kaplan Professional
2025 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.