LEON PHILLIPS

Financial Adviser · North Sydney, NSW

Registered

Registration Number

000242593

Registration Status

Registered

Location

North Sydney, NSW 2060

Providing Advice Since

1993

Registration Date

01/12/2003

Financial Services Licensee

GWM ADVISER SERVICES PTY LTD

Licence #000230692

📚 Qualifications & Training

2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Integratec Training
2004 - Diploma Financial Services FP FNB50802 - Diploma (AQF 5) - Integratec Training
2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.