LISA SMITH
Financial Adviser · Busselton, WA
📚 Qualifications & Training
2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia
2006 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Western Australia
2008 - Graduate Diploma of Legal Practice - Graduate Diploma (AQF 8) - College of Law
2009 - Master of Laws - Masters Degree (AQF 9) - Queensland University Technology
2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.