LLOYD ROBERTSON THOMAS
Financial Adviser · Burleigh Heads, QLD
📚 Qualifications & Training
2002 - Risk Management - - integretec
2002 - Superannuation and Retirement Planning - - integratec
2005 - Managed Investments - - Tribeca
2005 - Securities - - Tribeca
2020 - Economic & Legal for Financial Planning - Graduate Diploma (AQF 8) - Kaplan FPC001B
2021 - Client Engagement Skills - Graduate Diploma (AQF 8) - Kaplan FPC007B
2021 - Ethics & Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan FPC002B
2021 - Superannuation & Retirement Advice - Graduate Diploma (AQF 8) - Kaplan FPC003
2022 - Insurance Advice - Graduate Diploma (AQF 8) - Kaplan FPC004
2022 - Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan FPC006
2023 - Estate & Succession Planning - Graduate Diploma (AQF 8) - Kaplan FPC005
2023 - Investment Advice - Graduate Diploma (AQF 8) - Kaplan FPC008
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.