LU GAN
Financial Adviser · Chatswood, NSW
📚 Qualifications & Training
2009 - Master of Commerce - Masters Degree (AQF 9) - University of Sydney
2009 - Master of International Business - Masters Degree (AQF 9) - University of Sydney
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2017 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
2018 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2019 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited
2020 - Margin Lending - Other - Kaplan Higher Education Pty Limited
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.