LUCETTE THOMPSON
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland
2007 - Graduate Diploma of Financial Planning (Historical SIA / FINSIA). - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2008 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2009 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia
2012 - 923 Securities - Other - Kaplan Higher Education Pty Limited
2012 - Margin Lending - Other - Kaplan Higher Education Pty Limited
2014 - Tier 2 Deposit Products and non-cash payment products Tier 2 (personal advice) - Other - Financial Education Professionals Pty Ltd
2017 - Accredited Aged Care Professional - Other - Aged Care Steps
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.