LUKE ALEXANDER SMITH
Financial Adviser · Phillip, ACT
📚 Qualifications & Training
2001 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute Education
2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College
2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Archer College
2015 - SMSF Specialist Advisor (SSA) Accreditation Program - Professional Designations - SMSF Association
2019 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
2021 - Client Engagement Skills Course (FPC007B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2021 - Investment Advice Course (FPC008) - Other - Kaplan Higher Education
2023 - Economic and Legal Context for Financial Planning Course (FPC001B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
🏢 Professional Memberships
SPAA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.