MALCOLM PENGLASE
Financial Adviser · Hobart, TAS
📚 Qualifications & Training
1993 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University
2003 - Diploma of Financial Services (Financial Planning) - - ThreeSixty
2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Commercial Law - Bridging Course - Regulation & Legal Obligations - Kaplan
2025 - Tax for Financial Advising - Bridging Course - Regulation & Legal Obligations - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.