MARK ALAN CALDWELL
Financial Adviser · Wollongong, NSW
📚 Qualifications & Training
2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Wollongong University
2004 - Managed Investments - - Securities Institute
2005 - Generic Financial Planning - - CPA
2005 - Superannuation and Retirement Planning - - CPA
2009 - Self Managed Super Fund Course - - SPAA
2010 - Margin Lending - - Pinnacle
🏢 Professional Memberships
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.