MARK ANDREW SMITH
Financial Adviser · Perth, WA
📚 Qualifications & Training
2013 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Ltd
2013 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd
2018 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Ltd
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd
2024 - Commercial Law - Other - Kaplan Higher Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.