MARK FRANCIS SMALL
Financial Adviser · Albion, QLD
📚 Qualifications & Training
1988 - Bachelor of Commerce - - University of Auckland
1994 - Graudate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2015 - TASA and the TPB Code of Professional Conduct - - Kaplan Professional
2016 - Tier 1 - Generic Knowledge - - Kaplan Professional
2016 - Tier 1 Life Insurance - General Advice - - Kaplan Professional
2025 - Commercial Law TASACLv3 - Other - Kaplan Education Pty Ltd
2025 - Ethics and Professionalism in Financial Advice FPC002B - Bridging Course - Ethics - Kaplan Professional
2025 - Tax for Financial Advising TFAv2 - Other - Kaplan Education Pty Ltd
🏢 Professional Memberships
Mortgage and Finance Association of Australia (MFAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.