MARK JOHN MCGINTY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2000 - Graduate Diploma of Applied Finance and Investment - - The Securities Institute of Australia
2004 - ADA2 - - Tribeca
2011 - Superannuation - - KAPLAN
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
2021 - Relevant Provider Exam - Other - FASEA
2025 - Commercial Law - Other - Kaplan
2025 - Tax for Financial Advising - Other - Kaplan
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.