MARK O'SULLIVAN
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1997 - General Securities Representative (Series 7) Examination - Other - National Association of Securities Dealers
1997 - SFA Registered Persons Examination - Other - Securities Institute
2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education
2008 - Diploma of Financial Services (Financial markets) (FNS51004) - Diploma (AQF 5) - Australian Financial Markets Authority
2009 - Accredited Derivatives Adviser Level 2 Exam - Other - Kaplan Professional Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.