MARK WILLIAM SWAN
Financial Adviser · Margaret River, WA
📚 Qualifications & Training
1985 - Bachelor of Commerce (finance and accounting) - Bachelor Degree (AQF 7) - University of Western Australia
2002 - SDIA Accreditation Program Assessment - Securities, Futures & Management Investments - - Deakin University
2003 - Superannuation - - RMIT University
2004 - Level Two - Derivatives - - ASX
2010 - Margin Lending & Geared Investments - - Kaplan Professional
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.