MATTHEW CARUANA

Financial Adviser · Essendon North, VIC

Registered

Registration Number

000438081

Registration Status

Registered

Location

Essendon North, VIC 3041

Providing Advice Since

2013

Registration Date

24/04/2013

Financial Services Licensee

ACN 128 650 037 PTY LIMITED

Licence #000323825

📚 Qualifications & Training

2013 - Certificate III in Financial Services - Certificate (AQF 1-4) - Intellitrain
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Australia College
2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
2017 - TASACLv1 Commercial Law - Other - Kaplan Higher Education Pty Limited
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.