MICHAEL BRIODY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcasle
1997 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute Education
2008 - Level 2 Accredited Derivatives Adviser - Other - Kaplan
2011 - Margin Lending & Geared Investments - Other - Kaplan Professional
2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - SDIA Accreditation Program Assessment - Other - Deakin University
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.