MICHAEL HARTLEY

Financial Adviser · Manly, NSW

Registered

Registration Number

001004192

Registration Status

Registered

Location

Manly, NSW 2095

Providing Advice Since

2007

Registration Date

05/04/2016

Financial Services Licensee

TMS PRIVATE WEALTH PTY LTD

Licence #000333008

📚 Qualifications & Training

2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Stellenbosch
2010 - International Certificate in Wealth Management - - Chartered Institute for Securities & Investments (United Kingdom)
2010 - International Introduction to Investment - - Chartered Institute for Securities & Investments (United Kingdom)
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
2012 - Self Managed Superannuation Funds - - Kaplan Professional Education
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd
2018 - Certified Financial Planner - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd
2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.