MORGAN CALDWELL
Financial Adviser · Adamstown, NSW
📚 Qualifications & Training
1990 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Newcastle
1997 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
1997 - Diploma of Financial Planning (1-8) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia/Deakin University
2004 - Master of Business Administration - Masters Degree (AQF 9) - Southern Cross University
2008 - Master of Applied Finance - Masters Degree (AQF 9) - University of Newcastle
2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
2014 - Self Managed Superannuation Funds - Other - Kaplan Professional
2017 - Accredited Listed Product Adviser - Other - Kaplan Professional
2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.