NAOMI ROSENTHAL
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
1995 - Bachelor of Arts (Psychology Major) - Bachelor Degree (AQF 7) - Macquarie University
2000 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia (SIA)
2003 - Diploma of Financial Services - Diploma (AQF 5) - Commonwealth Bank of Australia
2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia (SIA)
2005 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional
2010 - Masters of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd
2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.