NATHAN ROGERS

Financial Adviser ยท Geelong, VIC

Registered

Registration Number

000338230

Registration Status

Registered

Location

Geelong, VIC 3220

Providing Advice Since

2003

Registration Date

09/10/2023

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

๐Ÿ“š Qualifications & Training

2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Ballarat
2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca
2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca
2017 - 5 unit CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

๐Ÿข Professional Memberships

Financial Advice Association of Australia (FAAA)

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.