NEIL AUSTIN SUTCLIFFE
Financial Adviser · South Yarra, VIC
📚 Qualifications & Training
1989 - Bachelor of Arts in Combined Studies In Social Sciences - - Duham University
1992 - Advanced Financial Planning Certificate - Certificate (AQF 1-4) - CII
1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education
2011 - SMSF Specialist Adviser - Other - Self Managed Super Fund Association
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
2021 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Professional
🏢 Professional Memberships
FINSIA
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.