NHU MINH NGUYEN

Financial Adviser · Sydney, NSW

Registered

Registration Number

001235257

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2015

Registration Date

20/11/2019

Financial Services Licensee

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Licence #000234527

📚 Qualifications & Training

2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - Vietnam National University
2011 - Master of Business Administration (Accounting and Finance) - Masters Degree (AQF 9) - University of Technology Sydney (UTS)
2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2019 - TASACLv2 Commercial Law - Other - Kaplan Professional
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2021 - Margin Lending Specialist - Other - Kaplan Professional
2021 - Self Managed Superannuation Funds - Other - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.