NICHOLAS ADAM WALL

Financial Adviser · Shellharbour, NSW

Registered

Registration Number

000438860

Registration Status

Registered

Location

Shellharbour, NSW 2529

Providing Advice Since

2013

Registration Date

07/05/2019

Financial Services Licensee

PERSONAL FINANCIAL SERVICES LTD

Licence #000234459

📚 Qualifications & Training

2010 - Bachelor of Commerce (Financial Planning & Management) - Bachelor Degree (AQF 7) - The University of Wollongong
2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide International Centre for Financial Services
2014 - 928 Margin Lending - Knowledge & Skills - Other - Kaplan Higher Education
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.