NICHOLAS BREGOLIN

Financial Adviser · Sydney, NSW

Registered

Registration Number

001008043

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2015

Registration Date

20/08/2019

Financial Services Licensee

ALLIANCE WEALTH PTY LTD

Licence #000449221

📚 Qualifications & Training

2007 - Diploma of Commerce - Diploma (AQF 5) - Sydney Institute of Business and Technology
2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.