NICHOLAS DEMPSTER

Financial Adviser ยท West Perth, WA

Registered

Registration Number

001001673

Registration Status

Registered

Location

West Perth, WA 6005

Providing Advice Since

2004

Registration Date

26/05/2016

Financial Services Licensee

R M CAPITAL PTY LTD

Licence #000221938

๐Ÿ“š Qualifications & Training

1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia
2005 - ASX Accredited Derivatives Adviser Level One - - Tribeca
2005 - ASX Accredited Derivatives Adviser Level Two - - Tribeca
2006 - Graduate Certificate in Applied Finance and Investment - Graduate Certificate (AQF 8) - FINSIA
2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.