NICHOLAS DONALD CARTER
Financial Adviser · Newcastle West, NSW
📚 Qualifications & Training
2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle
2012 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand
2017 - Accountants Financial Planning SUB--546116 - Other - Kaplan Higher Education
2017 - Accountants Life Insurance SUB--528238 - Other - Kaplan Higher Education
2017 - Accountants SMSF Package SUB--514994 - Other - Kaplan Higher Education
2017 - Certificate IV Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education
2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education
2018 - Securities and Managed Investments SUB--546119 - Other - Kaplan Higher Education
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.