NICHOLAS JAMES OWEN LLOYD
Financial Adviser · Belrose, NSW
📚 Qualifications & Training
2001 - Bachelor of Commerce & Chemical Engineering (Honours) - Bachelor Degree (AQF 7) - University of Sydney
2006 - Diploma of Financial Services (FNB50099) - Diploma (AQF 5) - Australian Financial Markets Association
2007 - Self Managed Superannuation Fund Adviser Education Program - Other - Financial Essentials
2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.