NICHOLAS JOHN DUFFY
Financial Adviser · Coolangatta, QLD
📚 Qualifications & Training
2021 - Bachelor of Business (Finance) / Bachelor of Laws (Honours) - Bachelor Degree (AQF 7) - Queensland University of Technology
2022 - FPC001B Economic, Legal & Ethical Context for Financial Planning - Other - Kaplan Professional
2022 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Professional
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2025 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.