NICHOLAS JOHN FENNESSY
Financial Adviser Β· Melbourne, VIC
π Qualifications & Training
1998 - Bachelor of Business in Business Administration - Bachelor Degree (AQF 7) - RMIT University
2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy
2013 - Certificate IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - Australis College (formerly Intellitrain)
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
π’ Professional Memberships
Financial Advice Association of Australia (FAAA)
Institute of Public Accountants (IPA)
βΉοΈ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.