NICHOLAS JOHN HARTRICK

Financial Adviser Β· Melbourne, VIC

Registered

Registration Number

001309495

Registration Status

Registered

Location

Melbourne, VIC 3004

Providing Advice Since

2025

Registration Date

24/05/2024

Financial Services Licensee

YX BALL FINANCIAL PTY LTD

Licence #000436232

πŸ“š Qualifications & Training

2015 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT
2017 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT
2023 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan
2023 - FPC006 Taxation for Financial Planning - Other - Kaplan
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan

🏒 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.