NICHOLAS KEATS

Financial Adviser · Hobart, TAS

Registered

Registration Number

001006380

Registration Status

Registered

Location

Hobart, TAS 7000

Providing Advice Since

2003

Registration Date

03/04/2006

Financial Services Licensee

INDUSTRY FUND SERVICES LIMITED

Licence #000232514

📚 Qualifications & Training

2004 - DFP - Diploma (AQF 5) - FPA
2009 - CFP - Professional Designations - FPA
2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.