NICHOLAS MOLLOY
Financial Adviser ยท Wagga Wagga, NSW
๐ Qualifications & Training
1993 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Charles Sturt University
1997 - CPA Program - Professional Designations - CPA Australia
2010 - Margin Lending and Geared Investments - - Kaplan Professional Education
2013 - Derivatives - Other - Kaplan Professional
2013 - Self Managed Superannuation Funds - - Kaplan Professional Education
2017 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2018 - AFA Practitioner Member - Professional Designations - Association of Financial Advisers
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
๐ข Professional Memberships
CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)
โน๏ธ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.