NICHOLAS PETER LITTLE
Financial Adviser ยท Elsternwick, VIC
๐ Qualifications & Training
2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology
2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan
2010 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
โน๏ธ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.