NICHOLAS REID
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2004 - Bachelor of Commerce (Accounting/ Finance) - - University of Wollongong
2007 - Financial Services Tier 1 Compliance Program - Generic; Skills; Securities; Derivatives - - RMIT University
2009 - Financial Services Tier 1 Compliance Program - Managed Investments - - RMIT University
2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd
2021 - Relevant Provider Exam - Other - FASEA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.