NICHOLAS WILLIAM BRASCH
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1997 - Certificate in Financial Markets - - The Securities Institute of Australia
2012 - ADA2 - - KAPLAN
2017 - Professional Diploma in Stockbroking - - Stockbrokers and Financial Advisers Association of Australia
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
2021 - Relevant Provider Exam - Other - FASEA
🏢 Professional Memberships
FINSIA
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.