NICOLE ANNE HOLM

Financial Adviser Ā· Ballarat, VIC

Registered

Registration Number

001006692

Registration Status

Registered

Location

Ballarat, VIC 3350

Providing Advice Since

2013

Registration Date

01/07/2025

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

šŸ“š Qualifications & Training

1997 - Revenue Law and Practice UQS51130 - Other - University of Southern Queensland
2004 - Bachelor of Commerce - - University of Southern Queensland
2009 - LAW5503 Australian Law and Business - Other - University of Southern Queensland
2013 - Master of Business Administration with specialization in Financial Planning - Masters Degree (AQF 9) - University of Southern Queensland
2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
2017 - Self Managed Superannuation Funds - Other - Kaplan Professional
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional

šŸ¢ Professional Memberships

CFP - Certified Financial Planner (FPA)
Financial Advice Association of Australia (FAAA)

ā„¹ļø What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.