NIGEL READ BALDWIN
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2002 - ASIC PS146 Compliance (Securities and Managed Investments) - - Securities and Derivatives Industry Association
2010 - Margin Lending - - Stockbrokers Association of Australia
2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia
2022 - Relevant Provider Exam - Other - ASIC
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.