NIKKI SZPRINC

Financial Adviser · Toowoomba, QLD

Registered

Registration Number

000388301

Registration Status

Registered

Location

Toowoomba, QLD 4350

Providing Advice Since

2023

Registration Date

01/07/2022

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

📚 Qualifications & Training

2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
2012 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2019 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Professional
2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
2020 - Tax and Commercial Law for Financial Planning FPC006 - Other - Kaplan Professional
2022 - Self Managed Superannuation Funds - Other - Kaplan Professional

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.